Customer onboarding information for NatWest Markets N.V.
Getting ready for Brexit.
On 25 March 2019, we started serving some of our EEA customers from NatWest Markets N.V. and we contacted relevant customers to inform them of this. We’ll keep serving our other customers as we do today.
The below information is provided to support customers who need to onboard NatWest Markets N.V. as a new counterparty.
The registered/business address for NatWest Markets N.V. is Claude Debussylaan 94, 1082 MD Amsterdam, The Netherlands.
Legal entity information
NatWest Markets N.V. Managing Board
NatWest Markets N.V. Supervisory Board
NatWest Markets N.V. registration with De Nederlandsche Bank
NatWest Markets N.V. Annual Reports and Accounts
NatWest Markets N.V. ownership
Current NatWest Group legal entity structure
Information regarding the rename of The Royal Bank of Scotland plc to NatWest Markets Plc
NatWest Group plc listing on the London Stock Exchange
NatWest Markets N.V. Privacy Statement
To request the below information please submit a request to brexit@natwestmarkets.com
Powers of Attorney
NatWest Markets N.V. Articles of Association and evidence of rename from Royal Bank of Scotland N.V.
Regulatory disclosure information
NatWest Markets N.V. provides all required regulatory disclosures via Markit ISDA Amend. If you are not permissioned to see our representations via this platform please let us know at brexit@natwestmarkets.com and we will add you.
A summary of the key details is also provided below:
- EMIR: NatWest Markets N.V. is a Financial Counterparty (FC) under EMIR and a Clearing Category 2 counterparty for all mandatory clearable products.
- Dodd Frank: NatWest Markets N.V. is not a US Person, nor is it the Guaranteed or Conduit Affiliate of a US Peron as per the CFTC’s definition of a US Person for Dodd-Frank purposes. Not an Affiliate Conduit has No US Person Guarantees.
- MiFID II: NatWest Markets N.V. is an EU Investment firm, and registered as a Systematic Internaliser. The Market Identifier Code (MIC) is NWNV. For details on NatWest Markets Plc MiFID II compliance please see here.
Tax and Anti-Financial Crime Information
The Wolfsberg Group Correspondent Banking Due Diligence Questionnaire is available on request to counterparts requiring this information in support of a relationship with NatWest Markets Plc or another NatWest Group entity
The following NatWest Group financial crime statements can be found on the our purpose page of natwestgroup.com:
- Anti-Money Laundering Statement
- Anti-Bribery and Corruption Statement
- Anti-Tax Evasion Statement
- USA Patriot Act Certificate 2019
- List of NatWest Group Entities
To request the below information please submit a request to GlobalTaxCOE@natwestmarkets.com
- W-8BEN-E form, Certificate of Status of Beneficial Owner for U.S. Tax Withholding and Reporting
- Entity tax residency self-certification form (known also as the CRS form)
NatWest Markets N.V. Financials
NatWest Markets N.V. is regulated by the Dutch Central Bank (“DNB”). It will comply with the capital requirements, as set by the DNB, during the relocation process.
Following the transfer of assets, NatWest Markets N.V. will continue to have capital ratios in excess of the regulatory minima and consistent with the indicative 2020 guidance CET1 ratio shown in this NatWest Markets N.V. financials factsheet.
*For UK entities or UK subsidiaries that require information to onboard NatWest Markets Plc as a new counterparty, please also email us at clientaccountmanagement@natwestmarkets.com and we will be happy to help.