Regulatory information

Access useful information relating to changes in regulation.

Dodd Frank The primary purpose of the Dodd-Frank reform is to promote financial stability and investor protection
EMIR Trade Reporting Service A delegated trade reporting service
IBOR Reform & Risk-Free Rates Access to the SONIA Realised Rate Calculator
Market Abuse Regulation A list of historical investment recommendations can be accessed here
MiFID 2 Key information about NatWest Markets (NWM), concerning MiFID II
Ring-fencing Ring-fencing is a law that protects retail customers from risk
PRIIPS Key Information Documents for packaged retail and insurance-based investor products (PRIIPS)
Securities Financing Transaction Regulation Key information about NatWest Markets Plc and NatWest Markets N.V. (NWM), concerning Securities Financing Transaction Regulation (SFTR)

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